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Earl Simon Jones

Pruco Securities, LLC

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About Earl Simon Jones

Earl Simon Jones is a financial advisor based in High Point, North Carolina. Earl is registered with Pruco Securities, LLC, and has been in the financial industry since 2001. Earl has a diverse background in financial services, having previously worked with MWA FINANCIAL SERVICES INC. and FORT WASHINGTON BROKERAGE SERVICES, INC. Earl holds Series 6, 6TO, 63, and 26 licenses, along with the SIE exam. Earl specializes in providing investment advice to individuals, corporations, and trust and estate accounts. Earl is committed to providing personalized financial solutions that meet each client's unique needs.

Firm Information

Earl Jones is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Earl Jones’s Registration & Firm History

NC

06/05/2024 - Present

Pruco Securities, LLC (High Point NC)

NC

07/29/2022 - 01/31/2023

MWA FINANCIAL SERVICES INC. (Fayetteville NC)

OH

11/15/2001 - 01/30/2003

FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)

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Licenses & Designations

BC

Issued 08/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/29/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/28/2022

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Earl Simon Jones.
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