Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Keegan is a financial professional with over 27 years of experience in the industry. Earl is currently registered with LPL Financial LLC, based in Westlake Village, CA and Manhattan Beach, CA. Prior to joining LPL Financial LLC, Earl worked for NATIONAL PLANNING CORPORATION and ASSOCIATED SECURITIES CORP. Earl has a broad range of experience and holds Series 6 and Series 63 licenses, as well as the SIE. Earl Keegan is dedicated to providing professional financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2017 - Present
LPL Financial LLC (WESTLAKE VILLAGE CA)
CA
04/19/2000 - 11/29/2017
NATIONAL PLANNING CORPORATION (MANHATTAN BEACH CA)
MA
05/17/1998 - 05/02/2000
ASSOCIATED SECURITIES CORP. (BOSTON MA)
MA
05/26/1994 - 05/20/1997
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
02/11/1993 - 06/28/1994
CALIFORNIA ONE INVESTMENTS
BC
Issued 02/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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