Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Lewis is a financial advisor with over 25 years of experience in the industry. Currently, Earl is registered with Mufg Securities Americas Inc. and holds the Series 7, Series 63, and Series 79TO licenses. Prior to joining Mufg Securities Americas Inc. in 2017, Earl was employed by BTMU Securities, Inc., Barclays Capital Inc. and Citigroup Global Markets Inc. Earl is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/06/2014 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
NY
10/23/2006 - 02/27/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/18/1998 - 10/30/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/17/1997 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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