Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Leroy Dixon is a registered representative with Vanguard Marketing Corp., located in Malvern, PA. Earl has been in the securities industry since December 19, 2014. Earl holds the Series 6, 7, 63, and 66 licenses as well as the SIE. Earl is registered to sell securities in New Jersey and Pennsylvania. Earl was previously registered with FIRST INVESTORS CORPORATION, NYLIFE SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/25/2016 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
04/03/2014 - 12/10/2014
FIRST INVESTORS CORPORATION (PHILADELPHIA PA)
PA
07/07/2009 - 01/19/2010
NYLIFE SECURITIES LLC (HORSHAM PA)
NJ
01/09/2007 - 09/22/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
BC
Issued 04/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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