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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Leigh Brooks is an investment advisor representative registered with Osaic Wealth, Inc., a company located in Scottsdale, Arizona. Earl Leigh Brooks is a Registered Investment Advisor (RIA) with over 29 years of experience in the financial industry. Earl Leigh Brooks has experience advising high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and other businesses. Earl Leigh Brooks provides financial planning, portfolio management, and other advisory services. Earl Leigh Brooks is also registered with the following states: Arizona, California, Florida, Maryland, Minnesota, New Jersey, North Carolina, Ohio, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
08/23/2024 - Present
Osaic Wealth, Inc. (Pittsburgh PA)
PA
07/08/2005 - 08/23/2024
TRIAD ADVISORS LLC (Pittsburgh PA)
IA
03/27/2003 - 12/03/2004
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
GA
08/15/2002 - 02/04/2003
TRIAD ADVISORS, INC. (ATLANTA GA)
PA
10/30/2001 - 08/16/2002
ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)
IA
02/27/2001 - 10/31/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
05/13/1998 - 01/31/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
01/24/1997 - 03/02/1998
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
IN
04/12/1995 - 12/19/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/12/1995 - 12/19/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
PA
01/13/1994 - 04/12/1995
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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