Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Lafontant is a financial professional with over 10 years of experience in the industry. Earl is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Earl has held previous roles with UBS Asset Management (US) Inc., UBS Fund Services (USA) LLC and UBS Financial Services Inc. Earl has passed the Series 27, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/01/2022 - Present
Pershing LLC (JERSEY CITY NJ)
NY
04/22/2021 - 06/28/2022
UBS ASSET MANAGEMENT (US) INC. (NEW YORK NY)
CT
04/22/2021 - 06/28/2022
UBS FUND SERVICES (USA) LLC (HARTFORD CT)
NJ
07/16/2012 - 06/03/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 07/13/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/22/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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