Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl King is a financial advisor who has been in the industry since 1991. Earl currently works for LPL Financial LLC in FORT MILL, SC. Earl has a Series 7, 6, 3, 24, 8, 4, 63, 65 licenses and a SIE designation. Earl provides services including financial planning, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/05/2018 - Present
LPL Financial LLC (FORT MILL SC)
WI
02/05/2016 - 11/02/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
02/05/2016 - 11/02/2017
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
02/05/2016 - 11/02/2017
SII INVESTMENTS, INC. (APPLETON WI)
FL
03/25/2014 - 11/02/2017
INVEST FINANCIAL CORPORATION (TAMPA FL)
CO
03/12/2012 - 03/24/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CA
08/27/2004 - 02/12/2008
FIDELITY BROKERAGE SERVICES LLC (SACRAMENTO CA)
TX
07/22/1992 - 08/18/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
03/08/1990 - 08/16/1990
R. G. DICKINSON & CO. (DES MOINES IA)
NA
11/19/1986 - 03/03/1990
SHATKIN FINANCIAL SERVICES, INC.
NA
10/22/1985 - 03/11/1986
BLINDER, ROBINSON & CO.,INC.
NA
01/09/1985 - 10/22/1985
JOSEPH P. MCGIVNEY AND ASSOCIATES, INC.
IA
Issued 02/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/01/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/29/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/07/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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