Unclaimed
Earl Jackson Gregory is a financial advisor currently registered with Carty & Company, Inc., based in Tupelo, MS. Earl holds the Series 63, SIE, and Series 52 licenses. Earl's career in the financial industry started on August 9, 2003, and has been actively involved with Southstate|DuncanWilliams Securities Corp. in Ridgeland, MS before joining Carty & Company, Inc. Earl's registration is currently active in Mississippi.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MS
05/06/2024 - Present
Carty & Company, Inc. (tupelo MS)
MS
02/17/2003 - 11/14/2023
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. (RIDGELAND MS)
BC
Issued 09/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2003
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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