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Earl Jackson Gregory

Carty & Company, Inc.

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About Earl Jackson Gregory

Earl Jackson Gregory is a financial advisor currently registered with Carty & Company, Inc., based in Tupelo, MS. Earl holds the Series 63, SIE, and Series 52 licenses. Earl's career in the financial industry started on August 9, 2003, and has been actively involved with Southstate|DuncanWilliams Securities Corp. in Ridgeland, MS before joining Carty & Company, Inc. Earl's registration is currently active in Mississippi.

Firm Information

Earl Gregory is currently registered with Carty & Company, Inc.. Carty & Company, Inc. is a Corporation formed on October 7, 1970. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Earl Gregory’s Registration & Firm History

MS

05/06/2024 - Present

Carty & Company, Inc. (tupelo MS)

MS

02/17/2003 - 11/14/2023

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. (RIDGELAND MS)

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Licenses & Designations

BC

Issued 09/17/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2003

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Earl Jackson Gregory.
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