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Earl Gerard Seitz

W & S Brokerage Services, Inc.

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About Earl Gerard Seitz

Earl Gerard Seitz is a financial professional with over 6 years of experience in the industry. Earl currently works with W&S Brokerage Services, Inc. as an Investment Advisor Representative. Earl also has experience with State Farm VP Management Corp., MML Investors Services, LLC, Peak American Financial Group, Inc., and Western Southern Life. Earl holds a Series 6, 26, 63 and 65 securities licenses and specializes in investment products and securities.

Firm Information

Earl Seitz is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Earl Seitz’s Registration & Firm History

CA

03/01/2023 - Present

W&S Brokerage Services, Inc. (San Diego CA)

IL

08/09/2019 - 03/02/2020

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

CA

05/05/2017 - 12/03/2018

MML INVESTORS SERVICES, LLC (LA JOLLA CA)

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Licenses & Designations

IA

Issued 05/13/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/02/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Earl Gerard Seitz.
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