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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Erik Gauger is a financial advisor with Harbour Investments, Inc. Earl has been in the financial services industry since 1997 and holds a Certified Financial Planner designation. He is a registered representative and investment advisor representative with Harbour Investments, Inc., and has also previously worked with NRP FINANCIAL, INC., UBS FINANCIAL SERVICES INC., AXA ADVISORS, LLC, STRONG INVESTMENTS, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Earl has been with Harbour Investments, Inc. since November 2010. He has been working as an independent insurance agent with E2 Retirement Consulting in Menomonee Falls, Wisconsin since the same year. He is a member of the Wisconsin Financial Literacy Foundation and the UW Whitewater Advisory Board. He is licensed in Arizona, Florida, Georgia, Illinois, Indiana, Minnesota, North Carolina, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
11/18/2010 - Present
Harbour Investments, Inc. (MENOMONEE FALLS WI)
WI
04/22/2009 - 11/16/2010
NRP FINANCIAL, INC. (MILWAUKEE WI)
WI
11/10/2000 - 05/11/2009
UBS FINANCIAL SERVICES INC. (BROOKFIELD WI)
NY
05/15/1997 - 08/25/2000
AXA ADVISORS, LLC (NEW YORK NY)
WI
07/24/2000 - 08/24/2000
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
NY
05/15/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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