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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Elwood Alexander is a financial advisor with over 40 years of experience in the financial industry. He currently holds a registration with LPL Financial LLC in Napa, CA. Prior to joining LPL Financial LLC, Earl Alexander worked at other prominent firms including RBC Dain Rauscher Inc., Sutro & Co. Incorporated, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, and Lord, Abbett & Co. He specializes in financial planning, portfolio management, pension consulting and provides other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/11/2004 - Present
LPL Financial LLC (NAPA CA)
NY
04/11/2003 - 08/13/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
10/27/1995 - 11/15/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
01/28/1995 - 11/06/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/16/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
11/01/1975 - 11/19/1993
LORD, ABBETT & CO. (JERSEY CITY NJ)
BC
Issued 11/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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