Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl christson? Claim Your ProfileEarl Christson Ongcol is a financial professional with over 5 years of experience in the financial services industry. Earl currently works for Fidelity Brokerage Services LLC. Before that, Earl was employed by ROBINHOOD FINANCIAL, LLC, ALLY INVEST SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and SPARTAN CAPITAL SECURITIES, LLC. Earl is registered to sell securities in 53 states, and is currently licensed to sell securities in Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/16/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NC
07/09/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Charlotte NC)
TX
01/22/2021 - 06/11/2021
ALLY INVEST SECURITIES LLC (Lewisville TX)
VA
07/26/2019 - 01/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT NEWS VA)
NY
12/12/2017 - 02/16/2018
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 09/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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