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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Bennett Falkner is a financial advisor with over 40 years of experience in the industry. Earl currently works with Cetera Investment Advisers LLC and has a strong history of working with a variety of clients, including individuals, businesses, and retirement plans. Earl previously worked with Securities Service Network, LLC and FSC Securities Corporation. Earl is a Registered Representative and holds Series 63, 65, 7 and SIE licenses. Earl specializes in providing financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
03/21/2024 - Present
Cetera Investment Advisers LLC (Trussville AL)
AL
10/14/1988 - 09/02/2020
SECURITIES SERVICE NETWORK, LLC (TRUSSVILLE AL)
NA
03/24/1978 - 10/24/1988
FSC SECURITIES CORPORATION
NA
08/16/1976 - 04/25/1978
INVESTMENT MANAGEMENT & RESEARCH, INC
IA
Issued 10/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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