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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Earl? Claim Your ProfileEarl Falkner is a financial advisor with Cetera Investment Advisers LLC. Earl has been in the securities industry since 2007, and has experience in both the brokerage and investment advisory fields. Earl is registered with the state of Alabama and Texas as an investment advisor representative, and with the state of Alabama as a broker-dealer. Cetera Investment Advisers LLC is a national investment advisory firm with a focus on providing financial planning and portfolio management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
03/21/2024 - Present
Cetera Investment Advisers LLC (Trussville AL)
AL
05/04/2007 - 09/02/2020
SECURITIES SERVICE NETWORK, LLC (TRUSSVILLE AL)
BOTH
Issued 3/5/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/8/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/3/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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