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Eamonn James Alwell

Arete Wealth Management, LLC

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About Eamonn James Alwell

Eamonn Alwell is a financial advisor with Arete Wealth Management, LLC. Eamonn joined Arete Wealth Management, LLC in August 2022. Eamonn has over 35 years of experience in the financial services industry. Prior to joining Arete Wealth Management, LLC, Eamonn was a financial advisor at B. Riley Wealth Management. Eamonn holds the Series 7, Series 24, Series 55, Series 57TO, Series 99TO and SIE licenses. Eamonn is registered to offer securities in New Jersey and New York.

Firm Information

Eamonn Alwell is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eamonn Alwell’s Registration & Firm History

NY

08/23/2022 - Present

Arete Wealth Management, LLC (New York NY)

NY

07/22/2022 - 08/22/2022

B. RILEY WEALTH MANAGEMENT (New York NY)

NY

10/18/2000 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

TX

12/17/1991 - 04/20/2001

FLEET SECURITIES, INC. (DALLAS TX)

NY

12/07/1999 - 10/26/2000

SHARPE CAPITAL, INC. (NEW YORK NY)

WI

08/29/1989 - 11/08/1991

SLS SECURITIES COMPANY (OCONOMOWOC WI)

NA

04/21/1989 - 07/31/1989

EMANUEL AND COMPANY

NA

04/23/1986 - 04/19/1989

MCLAUGHLIN, PIVEN, VOGEL INC.

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Licenses & Designations

BC

Issued 10/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eamonn James Alwell.
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