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Eamon Joseph Twomey

ETC Brokerage Services, LLC

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About Eamon Joseph Twomey

Eamon Twomey is a financial advisor who is currently registered with ETC Brokerage Services, LLC. Eamon has been working in the financial industry for over 27 years and holds multiple licenses, including Series 7, 24, 52, 53, 55, 57, 72, 99, and Series 63. Eamon has previously held positions at several financial institutions, including Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., and TD Ameritrade, Inc.

Firm Information

Eamon Twomey is currently registered with ETC Brokerage Services, LLC. ETC Brokerage Services, LLC is a Limited Liability Company formed in May 2007. It is registered with the SEC and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eamon Twomey’s Registration & Firm History

CO

05/13/2024 - Present

ETC Brokerage Services, LLC (Greenwood Village CO)

CO

06/14/2013 - 01/10/2024

CHARLES SCHWAB & CO., INC. (Lone Tree CO)

NE

05/04/2022 - 12/20/2023

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NE

05/03/2022 - 12/20/2023

TD AMERITRADE, INC. (OMAHA NE)

CO

08/01/2013 - 08/14/2015

OPTIONSXPRESS, INC. (Lone Tree CO)

CT

03/16/2012 - 05/07/2013

HARTFORD EQUITY SALES COMPANY INC. (WINDSOR CT)

CT

03/16/2012 - 05/07/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)

CT

03/16/2012 - 03/15/2013

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WINDSOR CT)

CO

04/01/2010 - 02/28/2012

CURIAN CLEARING, LLC (DENVER CO)

CO

04/17/2007 - 03/31/2010

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

CO

03/09/2005 - 04/25/2007

CURIAN CLEARING, LLC (DENVER CO)

CO

01/30/2003 - 07/03/2006

INVESTMENT CENTERS OF AMERICA, INC. (DENVER CO)

NY

11/12/2001 - 11/15/2002

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

06/05/1995 - 11/26/2001

BLUESTONE CAPITAL CORP. (NEW YORK NY)

NY

12/20/1994 - 05/18/1995

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 10/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/25/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/15/2014

Series 4 - Registered Options Principal Examination

BC

Issued 06/08/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/17/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2013

Series 3 - National Commodity Futures Examination

BC

Issued 11/22/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/08/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eamon Joseph Twomey.
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