Unclaimed
Eamon Twomey is a financial advisor who is currently registered with ETC Brokerage Services, LLC. Eamon has been working in the financial industry for over 27 years and holds multiple licenses, including Series 7, 24, 52, 53, 55, 57, 72, 99, and Series 63. Eamon has previously held positions at several financial institutions, including Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/13/2024 - Present
ETC Brokerage Services, LLC (Greenwood Village CO)
CO
06/14/2013 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
NE
05/04/2022 - 12/20/2023
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
05/03/2022 - 12/20/2023
TD AMERITRADE, INC. (OMAHA NE)
CO
08/01/2013 - 08/14/2015
OPTIONSXPRESS, INC. (Lone Tree CO)
CT
03/16/2012 - 05/07/2013
HARTFORD EQUITY SALES COMPANY INC. (WINDSOR CT)
CT
03/16/2012 - 05/07/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
03/16/2012 - 03/15/2013
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WINDSOR CT)
CO
04/01/2010 - 02/28/2012
CURIAN CLEARING, LLC (DENVER CO)
CO
04/17/2007 - 03/31/2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
03/09/2005 - 04/25/2007
CURIAN CLEARING, LLC (DENVER CO)
CO
01/30/2003 - 07/03/2006
INVESTMENT CENTERS OF AMERICA, INC. (DENVER CO)
NY
11/12/2001 - 11/15/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
06/05/1995 - 11/26/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
NY
12/20/1994 - 05/18/1995
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 10/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/15/2014
Series 4 - Registered Options Principal Examination
BC
Issued 06/08/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/22/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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