Unclaimed
Ealon Sydney Thompson III is an investment advisor representative with Commonwealth Financial Network. Ealon is a veteran of the financial services industry, having more than 20 years of experience in this field. He is a licensed securities professional and has held several leadership positions in the industry. Ealon specializes in financial planning, portfolio management, and investment management services. Ealon's previous experience includes positions with Raymond James Financial Services, Inc., Triad Advisors, Inc., Lincoln Financial Distributors, Inc., and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/03/2025 - Present
Commonwealth Financial Network (Mauldin SC)
NC
02/23/2017 - 06/25/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
09/15/2015 - 03/07/2017
TRIAD ADVISORS, INC. (Charlotte NC)
NC
11/21/2007 - 09/11/2015
LINCOLN FINANCIAL DISTRIBUTORS, INC. (Sherrills Ford NC)
NC
05/15/2006 - 11/02/2007
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
07/09/2003 - 05/11/2006
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
10/01/2002 - 05/16/2003
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
03/30/1999 - 07/16/2002
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
MO
01/13/1997 - 03/23/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MI
09/07/1995 - 10/09/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 02/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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