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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you E. w. james? Claim Your ProfileE.W. James Sprandel is a financial advisor with over 16 years of experience in the industry. E.W. James Sprandel is currently registered with Fidelity Personal AND Workplace Advisors and holds licenses in South Carolina and Texas. E.W. James Sprandel has previously worked for several firms including SG AMERICAS SECURITIES, LLC, NEWEDGE USA, LLC, CHASE INVESTMENT SERVICES CORP., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
02/13/2023 - Present
Fidelity Personal AND Workplace Advisors (WOODRIDGE IL)
IL
01/02/2015 - 12/15/2021
SG AMERICAS SECURITIES, LLC (CHICAGO IL)
IL
09/24/2010 - 01/02/2015
NEWEDGE USA, LLC (CHICAGO IL)
IL
04/22/2009 - 09/21/2010
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
11/14/2007 - 09/08/2008
CHASE INVESTMENT SERVICES CORP. (WESTCHESTER IL)
IL
10/30/2006 - 09/17/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKBROOK IL)
BOTH
Issued 05/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/26/2013
Series 24 - General Securities Principal Examination
BC
Issued 09/21/2013
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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