Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you E? Claim Your ProfileE Scott Miller is an investment advisor representative at Wells Fargo Clearing Services, LLC with over 40 years of experience in the financial industry. Scott is licensed in 13 states, has successfully passed the Series 3, 5, 7, 15, and SIE exams, and holds Series 63 state license. Scott specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Scott also provides investment consulting services to institutional clients. Scott's previous experience includes positions at Citigroup Global Markets Inc. and Dean Witter Reynolds Inc. Scott is also a musician and performs in various musical ensembles, church orchestras, and private music lessons.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/27/2016 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
05/21/2009 - 06/18/2009
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
01/31/1994 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NY
04/04/1983 - 02/01/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/21/1982 - 03/08/1983
DETWILER, RYAN & CO., INC.
BC
Issued 05/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/22/1984
Series 5 - Interest Rate Options Examination
BC
Issued 05/02/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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