Unclaimed
Dzianis Klimovich is a financial professional with over 10 years of experience in the industry. Dzianis has held positions at several firms including Citadel Securities LLC, Citadel Securities Institutional LLC, BOFA Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dzianis is currently registered with Citadel Securities LLC and Citadel Securities Institutional LLC, and holds licenses including Series 7, Series 3, Series 99TO, and SIE. Dzianis is registered in multiple states including Alabama, Alaska, California, Florida, Illinois, Indiana, Louisiana, Michigan, Montana, New York, Ohio, Pennsylvania, Puerto Rico, Rhode Island, Texas, Virginia, Washington, West Virginia and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/17/2022 - Present
Citadel Securities LLC (CHICAGO IL)
IL
03/17/2022 - 02/09/2024
CITADEL CLEARING LLC (Chicago IL)
IL
03/17/2022 - 02/09/2024
PALAFOX TRADING LLC (CHICAGO IL)
NY
05/10/2019 - 10/25/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
12/13/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/02/2015 - 05/14/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
IL
05/02/2013 - 01/02/2015
NEWEDGE USA, LLC (CHICAGO IL)
WI
10/11/2011 - 05/03/2013
LPL FINANCIAL LLC (MADISON WI)
WI
03/16/2010 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (MADISON WI)
BOTH
Issued 05/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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