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Dylan Thai

TCW Investment Management Co. LLC

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About Dylan Thai

Dylan Thai is a financial advisor who has been working in the industry since 2021. Dylan is currently registered with TCW Investment Management Co. LLC and holds a Series 63, Series 65, Series 7TO and SIE. Dylan's previous experience includes MWA FINANCIAL SERVICES INC. and has provided financial services in California. Dylan is registered as a Broker-Dealer and Investment Advisor Representative in multiple states. Dylan focuses on portfolio management for individuals, businesses, investment companies and pooled investment vehicles.

Firm Information

Dylan Thai is currently registered with TCW Investment Management Co. LLC. TCW Investment Management Co. LLC is an investment advisor based in Los Angeles, California. They manage a broad range of investment portfolios for individuals, businesses, and pooled investment vehicles, including insurance companies, investment companies, charitable organizations, pension plans, and high-net-worth individuals. They also provide portfolio management for wrap fee programs. The firm has approximately $39.9 billion in regulatory assets under management.
TCW Investment Management Co. LLC

515 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$39.90B

Assets Under Management

7,162

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio management for wrap fee programs

Portfolio management for wrap fee programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Dylan Thai’s Registration & Firm History

CA

12/21/2022 - Present

TCW Investment Management Co. LLC (LOS ANGELES CA)

CA

09/10/2021 - 10/17/2022

MWA FINANCIAL SERVICES INC. (Ontario CA)

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Licenses & Designations

IA

Issued 08/01/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/10/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dylan Thai.
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