Unclaimed
Dylan Thai is a financial advisor who has been working in the industry since 2021. Dylan is currently registered with TCW Investment Management Co. LLC and holds a Series 63, Series 65, Series 7TO and SIE. Dylan's previous experience includes MWA FINANCIAL SERVICES INC. and has provided financial services in California. Dylan is registered as a Broker-Dealer and Investment Advisor Representative in multiple states. Dylan focuses on portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for wrap fee programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
12/21/2022 - Present
TCW Investment Management Co. LLC (LOS ANGELES CA)
CA
09/10/2021 - 10/17/2022
MWA FINANCIAL SERVICES INC. (Ontario CA)
IA
Issued 08/01/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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