Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dylan? Claim Your ProfileDylan Mathis is a registered representative and investment advisor representative with Citigroup Global Markets Inc. in Los Angeles, California. Dylan has been in the industry since 2007 and is registered to provide investment advice in California, Colorado, Hawaii and New Mexico. Dylan has successfully completed the Series 6, Series 7, Series 63 and Series 65 exams. Dylan specializes in Asset Allocation Advice, Financial Planning, Pension Consulting and Portfolio Management for Businesses and Individuals. Prior to working for Citigroup Global Markets Inc., Dylan was also a representative for HSBC Securities (USA) Inc. and CitiCorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/12/2017 - Present
Citigroup Global Markets Inc. (LOS ANGELES CA)
CA
10/18/2013 - 04/30/2014
HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)
CA
05/29/2007 - 09/30/2013
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
05/15/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
IA
Issued 09/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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