Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dylan? Claim Your ProfileDylan Patrick Brousseau-vora is a financial professional registered with Smbc Nikko Securities America, Inc., a firm based in Charlotte, North Carolina. Dylan has been in the financial services industry since 2020 and has a strong background in investment banking. Dylan holds the Series 7TO, Series 79TO, and Series 63 licenses, demonstrating a wide range of investment knowledge. Dylan's focus is to provide comprehensive financial planning and investment advice to clients, drawing on expertise in the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/08/2023 - Present
Smbc Nikko Securities America, Inc. (Charlotte NC)
NC
09/04/2020 - 07/21/2023
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/04/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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