Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dylan? Claim Your ProfileDylan Mortenson Colby is a financial advisor with Raymond James & Associates, Inc. with over 30 years of experience in the industry. Dylan is registered with FINRA and the state of California. Dylan has a wide range of experience and holds several licenses and certifications. In addition to Raymond James & Associates, Inc., Dylan has previously been employed at Deutsche Bank Securities Inc., RBC Capital Markets Corporation, Sutro & Co. Incorporated, Smith Barney Inc., and Lehman Brothers Inc. Dylan focuses on providing financial planning, portfolio management, and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/06/2016 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
CA
05/27/2008 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
03/09/2002 - 05/30/2008
RBC CAPITAL MARKETS CORPORATION (CENTURY CITY CA)
CA
06/17/1994 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/31/1993 - 07/05/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
02/25/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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