Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dylan? Claim Your ProfileDylan M. Cruise is a financial advisor with RBC Capital Markets, LLC, and has been in the industry since 2021. Dylan has Series 66, Series 10, Series 9, Series 7TO, and SIE licenses. Dylan is registered in 53 states and holds two other industry certifications. Dylan has experience working for Morgan Stanley and E*TRADE Securities LLC. The firm has a broad client base including individuals, corporations, pension plans, and charitable organizations. RBC Capital Markets, LLC has over $50 Billion in assets under management and is registered with the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
03/13/2024 - Present
RBC Capital Markets, LLC (PHOENIX AZ)
AZ
10/20/2021 - 03/21/2024
MORGAN STANLEY (GILBERT AZ)
AZ
10/04/2022 - 09/05/2023
E*TRADE SECURITIES LLC (Gilbert AZ)
BOTH
Issued 12/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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