Unclaimed
Dylan E. Herrmann is a financial professional with over two years of experience in the financial services industry. Dylan is currently registered with Franklin Distributors, LLC in Pennsylvania. Prior to this, Dylan was registered with Janney Montgomery Scott LLC in Connecticut and AXA Advisors, LLC in Pennsylvania. Dylan is a Series 7 and Series 63 licensed representative. Dylan has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/05/2018 - Present
Franklin Distributors, LLC (PHILADELPHIA PA)
CT
03/04/2016 - 04/03/2018
JANNEY MONTGOMERY SCOTT LLC (DARIEN CT)
PA
12/01/2015 - 03/01/2016
AXA ADVISORS, LLC (BALA CYNWYD PA)
BC
Issued 07/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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