Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dylan? Claim Your ProfileDylan Cole Simons is a financial advisor who has been in the industry since 2014. Currently, Dylan is registered with Raymond James Financial Services Advisors, Inc. and provides financial advice to individuals, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Dylan has previously been registered with KMS FINANCIAL SERVICES, INC. and Wells Fargo Advisors, LLC. Dylan holds the Series 6, 7, 63 and 66 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
11/17/2020 - Present
Raymond James Financial Services Advisors, Inc. (Bothell WA)
WA
06/18/2020 - 10/06/2020
KMS FINANCIAL SERVICES, INC. (Seattle WA)
WA
03/29/2018 - 04/30/2020
KMS FINANCIAL SERVICES, INC. (BAINBRIDGE ISLAND WA)
WA
05/27/2015 - 09/06/2016
WELLS FARGO ADVISORS, LLC (BELLEVUE WA)
WA
08/12/2014 - 02/04/2015
FIRST INVESTORS CORPORATION (SEATTLE WA)
BOTH
Issued 06/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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