Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dylan? Claim Your ProfileDylan Christopher Simpson is a securities professional who holds the Series 7TO, SIE and Series 63 licenses and has been in the industry since July 2022. Dylan is currently registered with Spartan Capital Securities, LLC in New York. Previously, Dylan was registered with SW Financial in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/01/2023 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
05/10/2022 - 05/11/2023
SW FINANCIAL (NEW YORK NY)
BC
Issued 06/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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