Unclaimed
Dylan Baker is a registered representative at Mizuho Securities USA LLC. Dylan has been in the securities industry for several months. Dylan holds the Series 63, Series 79TO, and SIE exams. Dylan is currently registered to sell securities in all 52 states, the District of Columbia, and Puerto Rico. The firm has a branch office in San Francisco, CA where Dylan is currently located.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/07/2023 - Present
Mizuho Securities USA LLC (SAN FRANCISCO CA)
BC
Issued 08/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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