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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dyan? Claim Your ProfileDyan Mary Goodwin is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in BOSTON, MA. Dyan has been working in the financial industry since 1986. Dyan holds Series 6, 7, 9, 10, 24, 26, 63 and 65 licenses and is registered in several states including Connecticut, Massachusetts, New Hampshire and more. Dyan has experience working with a variety of clients, including individuals, corporations, trusts, and investment companies. Dyan specializes in providing financial planning, portfolio management and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/07/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/27/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
02/15/2000 - 11/29/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
03/31/1995 - 03/05/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/12/1992 - 03/31/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IL
07/01/1991 - 09/11/1992
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
MA
12/23/1986 - 06/06/1991
MFS FINANCIAL SERVICES, INC. (BOSTON MA)
NA
01/24/1984 - 01/09/1987
MASSACHUSETTS FINANCIAL SERVICES COMPANY
IA
Issued 12/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 01/23/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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