Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwight? Claim Your ProfileDwight Wolfe is a financial advisor with LPL Financial LLC, a firm that manages more than $50 billion in assets. Dwight has been in the financial industry since 2019 and is registered in 23 states. Dwight has passed several industry exams, including the Series 7TO, Series 66, and SIE exams. Dwight's experience is in offering financial planning, pension consulting, and portfolio management services. In addition to Dwight's work at LPL Financial, Dwight also works as a business owner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/11/2024 - Present
LPL Financial LLC (VALENCIA CA)
CA
07/24/2020 - 09/29/2020
THRIVENT INVESTMENT MANAGEMENT INC. (SANTA CLARITA CA)
CA
08/09/2019 - 06/25/2020
THRIVENT INVESTMENT MANAGEMENT INC. (Valencia CA)
BOTH
Issued 08/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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