Unclaimed
Dwight William Galda is a financial professional with over 30 years of experience in the financial services industry. Dwight is a Registered Representative of Cambridge Investment Research Advisors, Inc., a firm with a long history of providing a wide range of financial services to individuals and families. Dwight has a broad range of experience in various financial markets, including investments, retirement planning, and insurance. Dwight holds a number of professional licenses and designations, including Series 7, 6, 63, 65, 24, 26 and 31 and is a Chartered Financial Consultant. Dwight is committed to providing personalized financial advice and working with clients to achieve their long-term financial goals. Dwight has worked for various financial institutions, including Morgan Stanley DW Inc., First Financial Equity Corporation, World Group Securities, Inc. and United Services Planning Association, Inc. Dwight's current affiliations are Cambridge Investment Research Advisors, Inc. and Crescent Wealth Counsel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
08/04/2008 - Present
Cambridge Investment Research Advisors, Inc. (Scottsdale AZ)
AZ
05/16/2006 - 08/04/2008
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
NY
07/22/2004 - 06/05/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
GA
02/26/2004 - 06/25/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
TX
03/04/1983 - 07/10/1996
UNITED SERVICES PLANNING ASSOCIATION, INC. (FORT WORTH TX)
BC
Issued 12/14/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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