Unclaimed
Dwight Scott Gray is a registered representative with Northwestern Mutual Investment Services, LLC. Dwight has been in the securities industry since January 12, 2022. Dwight has passed the Series 63, Series 7, Series 6 and SIE exams. Dwight is licensed to sell securities in 15 states. Dwight is currently registered with the following states: California, Connecticut, Georgia, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
01/13/2022 - Present
Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)
BC
Issued 02/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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