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Dwight Phillip Pendola

Horizon Wealth Advisors

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About Dwight Phillip Pendola

Dwight Pendola is a financial advisor with Horizon Wealth Advisors. Dwight has been in the financial services industry since 2007. Dwight is registered to provide investment advisory services in Florida. Dwight has Series 6, 7, 63 and 66 securities licenses. Dwight is a Certified Financial Planner. Dwight previously worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, EDWARD JONES and WACHOVIA SECURITIES, LLC.

Firm Information

Dwight Pendola is currently registered with Horizon Wealth Advisors. Horizon Wealth Advisors is an investment advisor registered with the SEC with 7 investment adviser representatives. The firm manages approximately $187,554,934 in discretionary and non-discretionary assets. Horizon Wealth Advisors provides financial planning, pension consulting, and portfolio management services for individuals and businesses. The firm's clients include high net worth individuals, pension and profit-sharing plans, and individuals other than high net worth.

$187.55M

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dwight Pendola’s Registration & Firm History

FL

04/29/2015 - Present

Horizon Wealth Advisors (LAKEWOOD RANCH FL)

FL

11/01/2010 - 02/20/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)

FL

05/29/2008 - 11/02/2010

EDWARD JONES (SARASOTA FL)

FL

11/14/2007 - 03/18/2008

WACHOVIA SECURITIES, LLC (BRADENTON FL)

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Licenses & Designations

BOTH

Issued 07/31/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2008

Series 7 - General Securities Representative Examination

BC

Issued 11/13/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dwight Phillip Pendola.
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