Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwight? Claim Your ProfileDwight Mathis is a financial advisor with over 25 years of experience in the financial services industry. Dwight is currently registered with First Citizens Investor Services, Inc. in Massachusetts as an Investment Advisor Representative. Previously, Dwight was affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and SunTrust Investment Services, Inc. Dwight holds a Series 7, 9, 10, 31, 63 and 65 licenses and is a Certified Financial Planner. Dwight specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
08/27/2024 - Present
First Citizens Investor Services, Inc. (Boston MA)
NY
07/12/2017 - 04/10/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
GA
07/22/2016 - 06/20/2017
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
PA
01/11/2001 - 07/26/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSBURGH PA)
MO
05/14/1998 - 01/12/2001
EDWARD JONES (ST. LOUIS MO)
IA
Issued 05/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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