Unclaimed
Dwight Mallory Collins is a financial professional with over 13 years of experience in the industry. Dwight has a Series 7, Series 24, Series 63, and SIE licenses. Dwight has been registered with Bernstein Institutional Services LLC since March 29, 2024. Prior to that, Dwight was with Sanford C. Bernstein & Co., LLC, Autonomous Research US LP, UBS Securities LLC, and Friedman, Billings, Ramsey & Co., Inc. Dwight specializes in advising individuals and families on their financial goals. Dwight's current role is with Bernstein Institutional Services LLC, a firm that provides investment advisory services to high-net-worth individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
04/01/2019 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
07/17/2014 - 04/09/2019
AUTONOMOUS RESEARCH US LP (NEW YORK NY)
NY
09/14/2007 - 01/31/2008
UBS SECURITIES LLC (NEW YORK NY)
NY
06/25/2004 - 09/06/2007
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (NEW YORK NY)
BC
Issued 09/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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