Invested Better
Unclaimed

Unclaimed

Unclaimed

Dwight lee D West

Lazard Freres & Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dwight lee? Claim Your Profile

About Dwight lee D West

Dwight Lee West is a securities professional with experience in the financial services industry. Dwight West is currently registered with Lazard Freres & Co. LLC. Previously, Dwight West was associated with KISKI SECURITIES LLC.

Firm Information

Dwight lee West is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dwight lee West’s Registration & Firm History

NY

08/16/2019 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

08/19/2014 - 01/12/2015

KISKI SECURITIES LLC (NEW YORK NY)

Not sure if Dwight lee D West is right for you?

Licenses & Designations

BOTH

Issued 09/09/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/16/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/19/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dwight lee D West.
Not sure if Dwight lee D West is right for you?