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Dwight Kristopher Kay

Fnex Capital, LLC

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About Dwight Kristopher Kay

Dwight Kristopher Kay is a financial advisor currently registered with Fnex Capital, LLC in Torrance, CA. Dwight's professional experience spans over 15 years in the financial industry. Dwight has a broad range of licenses including Series 63, Series 7 and Series 22. Dwight's previous roles have included positions at GROWTH CAPITAL SERVICES, INC., WEALTHFORGE SECURITIES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, CONCORDE INVESTMENT SERVICES, LLC, INDEPENDENT FINANCIAL GROUP, LLC, and PRIVATE ASSET GROUP, INC.

Firm Information

Dwight Kay is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dwight Kay’s Registration & Firm History

CA

01/21/2022 - Present

Fnex Capital, LLC (Torrence CA)

CA

07/23/2020 - 01/14/2022

GROWTH CAPITAL SERVICES, INC. (Torrance CA)

CA

06/12/2017 - 07/28/2020

WEALTHFORGE SECURITIES, LLC (Torrance CA)

CO

07/13/2015 - 06/08/2017

COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)

CA

10/17/2012 - 07/20/2015

CONCORDE INVESTMENT SERVICES, LLC (Palos Verdes Estates CA)

CA

11/06/2009 - 10/17/2012

INDEPENDENT FINANCIAL GROUP, LLC (SAN PEDRO CA)

CA

11/03/2009 - 11/09/2009

PRIVATE ASSET GROUP, INC. (COSTA MESA CA)

CA

07/17/2007 - 11/02/2009

INDEPENDENT FINANCIAL GROUP, LLC (PASADENA CA)

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Licenses & Designations

BC

Issued 07/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2009

Series 7 - General Securities Representative Examination

BC

Issued 07/16/2007

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Dwight Kristopher Kay. Review regulatory record here.
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