Unclaimed
Dwight Joseph Fontana is a financial advisor who has been in the industry since February 5, 1985. Dwight currently works for Lasalle St. Investment Advisors, LLC, where he is a registered representative. Dwight has worked for several firms throughout his career, including BANC ONE CAPITAL MARKETS, INC., INVESTACORP, INC., LASALLE ST SECURITIES, L.L.C., and DEAN WITTER REYNOLDS INC. Dwight is licensed in several states and is registered with FINRA. Dwight is also a registered investment advisor representative in Florida, Louisiana, and Texas. Dwight has experience in financial planning and portfolio management, and he specializes in providing investment advice to individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
03/09/2017 - Present
Lasalle ST. Investment Advisors, LLC (Mandeville LA)
IL
06/12/2001 - 01/15/2002
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
FL
10/31/2000 - 06/11/2001
INVESTACORP, INC. (MIAMI FL)
IL
09/14/1990 - 10/30/2000
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
MO
01/28/1988 - 03/30/1989
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
08/24/1983 - 02/11/1988
DEAN WITTER REYNOLDS INC.
BOTH
Issued 01/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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