Unclaimed
Dwight Ensminger is a financial advisor with Wells Fargo Clearing Services, LLC. Dwight has been in the financial services industry since July 1992 and is registered to provide investment advice in Kansas and Texas. Dwight has experience with a variety of investment products and services, including stocks, bonds, mutual funds, and options. Dwight's firm has a strong commitment to providing clients with personalized financial advice and a wide range of investment options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
04/24/2009 - Present
Wells Fargo Clearing Services, LLC (OVERLAND PARK KS)
KS
12/13/2002 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (LEAWOOD KS)
NY
07/22/1992 - 12/18/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1992
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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