Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwight? Claim Your ProfileDwight Dai Lee is a registered representative with Osaic Institutions, Inc., based in Long beach, CA. Dwight has been working in the financial services industry since 1997, with prior experience at Woodbury Financial Services, Inc., Questar Capital Corporation, LPL Financial LLC, Kinecta Financial & Insurance Services, LLC, CUNA Brokerage Services, Inc., Essex National Securities, Inc., CitiCorp Investment Services, Cal Fed Investments, and WM Financial Services, Inc. Dwight is a Series 6, 7, 63, and 65 licensed professional, with a strong track record of providing financial advice and guidance to individuals and corporations. Dwight is dedicated to helping clients reach their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/01/2022 - Present
Osaic Institutions, Inc. (Long beach CA)
CA
03/01/2019 - 08/03/2022
WOODBURY FINANCIAL SERVICES, INC. (LONG BEACH CA)
CA
02/29/2016 - 03/01/2019
QUESTAR CAPITAL CORPORATION (LONG BEACH CA)
CA
01/03/2012 - 03/08/2016
LPL FINANCIAL LLC (LAKEWOOD CA)
CA
02/09/2012 - 02/29/2016
KINECTA FINANCIAL & INSURANCE SERVICES, LLC (WOODLAND HILLS CA)
CA
06/20/2005 - 12/31/2011
CUNA BROKERAGE SERVICES, INC. (HUNTINGTON BEACH CA)
CA
09/23/2003 - 03/04/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
02/05/2003 - 09/04/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
08/23/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
06/18/2001 - 08/23/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/25/1997 - 06/25/2001
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 06/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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