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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwight? Claim Your ProfileDwight Clyde West is a financial advisor who has been working in the financial industry since 1982. Dwight is registered with UBS Financial Services Inc. and has been with the firm since 2009. Prior to that, Dwight worked for Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., PaineWebber Incorporated, Shearson Lehman Hutton Inc., Raymond James & Associates, Inc., Interstate Securities Corporation and Drexel Burnham Lambert Incorporated. Dwight is a registered representative in California, Colorado, Texas, and Washington. He is also a registered investment advisor in California, Colorado, Texas, and Washington. Dwight has passed the Series 63, 65, 1, 4, 5, 7TO, 9, 10, 12, 24, and 53 exams. Dwight specializes in providing financial planning, portfolio management, and pension consulting services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
03/29/2017 - Present
UBS Financial Services Inc. (DENVER CO)
CO
04/02/2007 - 02/24/2009
MORGAN STANLEY & CO. INCORPORATED (CARBONDALE CO)
FL
02/11/1997 - 04/02/2007
MORGAN STANLEY DW INC. (DESTIN FL)
NJ
02/20/1990 - 01/27/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/20/1988 - 02/27/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
04/05/1988 - 05/11/1988
RAYMOND JAMES & ASSOCIATES, INC.
NA
03/04/1983 - 02/23/1988
INTERSTATE SECURITIES CORPORATION
NA
01/30/1982 - 03/02/1983
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 12/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/10/1988
Series 24 - General Securities Principal Examination
BC
Issued 03/21/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/05/1973
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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