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Dwight Bernard Banks

Nylife Securities LLC

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About Dwight Bernard Banks

Dwight Banks is a financial professional with Nylife Securities LLC and has been in the industry since August 10, 2023. Dwight holds the Series 6TO and SIE licenses. Dwight's branch office is located in Alpharetta, GA.

Firm Information

Dwight Banks is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dwight Banks’s Registration & Firm History

GA

08/11/2023 - Present

Nylife Securities LLC (Alpharetta GA)

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Licenses & Designations

BC

Issued 08/10/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dwight Bernard Banks. Review regulatory record here.
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