Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwight? Claim Your ProfileDwight Spence has been in the financial industry since 1987. Dwight is a Certified Financial Planner and currently registered with Oneamerica Securities, Inc. in Scottsdale, AZ. Dwight is also licensed as an Investment Advisor. Previously, Dwight was also registered with MML Investors Services, Inc. in Scottsdale, AZ, Park Avenue Securities LLC in Phoenix, AZ, Guardian Investor Services Corporation in New York, NY, Hornor, Townsend & Kent, Inc. in Horsham, PA, PML Securities Company in Newark, DE, and Equity Services, Inc. in Montpelier, VT. Dwight has been licensed in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/22/2021 - Present
Oneamerica Securities, Inc. (Scottsdale AZ)
AZ
08/25/2006 - 01/06/2009
MML INVESTORS SERVICES, INC. (SCOTTSDALE AZ)
AZ
05/03/1999 - 08/22/2006
PARK AVENUE SECURITIES LLC (PHOENIX AZ)
NY
08/16/1996 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
PA
05/12/1993 - 08/09/1996
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
DE
08/28/1989 - 05/13/1993
PML SECURITIES COMPANY (NEWARK DE)
VT
08/24/1987 - 09/01/1989
EQUITY SERVICES, INC. (MONTPELIER VT)
IA
Issued 11/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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