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Dwight Amiel Morales

Pershing LLC

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About Dwight Amiel Morales

Dwight Morales is a financial professional with over three years of experience in the industry. Dwight is currently registered with Pershing LLC and has a Series 7TO, Series 66, Series 24, and Series 4 licenses. Dwight has previously worked at FIRST REPUBLIC SECURITIES COMPANY, LLC and Wedbush Securities Inc. Dwight is registered in California.

Firm Information

Dwight Morales is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dwight Morales’s Registration & Firm History

CA

08/08/2022 - Present

Pershing LLC (Los Angeles CA)

CA

02/08/2021 - 07/18/2022

FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)

CA

06/18/2019 - 02/02/2021

WEDBUSH SECURITIES INC. (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 11/29/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/2022

Series 24 - General Securities Principal Examination

BC

Issued 11/08/2021

Series 4 - Registered Options Principal Examination

BC

Issued 06/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/04/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dwight Amiel Morales.
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