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Dwight Alan Fay

Auxan Capital Advisors, LLC

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About Dwight Alan Fay

Dwight Alan Fay is a financial advisor with over 30 years of experience in the financial services industry. Dwight has a strong track record of providing investment advice and financial planning services to individuals, families, and businesses. Dwight holds a Series 7 and Series 63 license. Dwight is also a registered Investment Advisor in Missouri and Arkansas. Dwight is currently employed with Auxan Capital Advisors, LLC. Dwight's previous employers include Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Dwight specializes in providing investment advice to high-net-worth individuals, families, and businesses. Dwight is also a registered Investment Advisor in Missouri and Arkansas.

Firm Information

Dwight Fay is currently registered with Auxan Capital Advisors, LLC. Auxan Capital Advisors, LLC is an investment advisor based in [Main Office Address]. They provide portfolio management services for individuals and businesses, as well as pension consulting and selection of other advisors. They currently manage over $80 million in assets for over 1,000 clients. They primarily serve individuals, high-net-worth individuals, charitable organizations, and corporations. Their advisory services include portfolio management, but they do not offer financial planning or wrap fee programs.

$80.87M

Assets Under Management

6

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dwight Fay’s Registration & Firm History

MO

11/19/2018 - Present

Auxan Capital Advisors, LLC (SPRINGFIELD MO)

MO

09/05/1991 - 09/26/2018

AMERIPRISE FINANCIAL SERVICES, INC. (SPRINGFIELD MO)

MN

09/05/1991 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 02/16/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/10/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dwight Alan Fay.
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