Unclaimed
Dwayne William Sorobey is a financial advisor with Weild & Co. Dwayne has been in the financial industry since 1992, having worked at Dean Witter Reynolds Inc. and Burnett, Grey & Co., Inc. Dwayne is registered with FINRA and holds Series 7, Series 63, Series 7TO and SIE licenses. Dwayne is registered to offer securities in California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/10/2021 - Present
Weild & Co. (BOULDER CO)
NY
01/15/1993 - 09/29/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
GA
03/06/1992 - 08/04/1992
BURNETT, GREY & CO., INC. (ATLANTA GA)
BC
Issued 03/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dwayne Sorobey is the right advisor for you? Invested Better is here to help.