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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Hawkins is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Dwayne has been in the industry since 2001 and holds Series 6, 7, 63 and 65 licenses as well as the SIE exam. Dwayne has experience with J.P. Morgan Securities LLC and Chase Investment Services Corp.. Dwayne provides financial planning and portfolio management services to individuals, corporations and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/31/2022 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
10/01/2012 - 02/01/2022
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
12/05/2003 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
MI
11/06/2002 - 12/05/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
AL
01/31/2002 - 10/11/2002
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
IL
03/22/2001 - 01/31/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 10/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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