Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Tsukasa Mukai is a registered investment advisor with over 25 years of experience in the financial services industry. Dwayne has been with LPL Financial LLC since 2006. Dwayne has a wide range of experience and expertise in securities and investment products. Dwayne is committed to providing clients with personalized investment advice and guidance to help them achieve their financial goals. Previous to LPL Financial LLC, Dwayne worked at Morgan Stanley DW INC. from 1999 to 2006 and Prudential Securities Incorporated from 1998 to 1999. Dwayne holds Series 6, 7, 9, 10, 31, 63, and 65 securities licenses and is registered to provide investment advice in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
04/22/2016 - Present
LPL Financial LLC (HILO HI)
HI
09/03/1999 - 06/27/2006
MORGAN STANLEY DW INC. (HILO HI)
NY
01/07/1998 - 07/02/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/10/1986 - 12/14/1990
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 01/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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