Unclaimed
Dwayne Scott Burggraf is a financial professional with over 23 years of experience in the securities industry. Dwayne has a strong background in investments and financial planning and has held numerous licenses, including Series 7, Series 10, Series 24, and Series 63. Dwayne is currently registered with Fidelity Brokerage Services LLC and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
03/17/2000 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 03/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2013
Series 24 - General Securities Principal Examination
BC
Issued 12/03/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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